Investment Mis-selling Claims – Where Are We Now?

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    Investment mis-selling claims have been a significant risk for financial services firms since the last financial crisis triggered an explosion in claims, and the claims managers and “no win, no fee” claimant law firms that service them.

    More recently, new waves of claims have been prompted by pension transfer scandals, high-profile mini-bond and investment scheme collapses, and failures of P2P, crowdfunding and innovative finance firms.

    Our team has advised on the defence of over £100 million of investment mis-selling claims in the past two years. Drawing on our practical experience of helping firms navigate this difficult area, we will cover:

    • The recent trends in investment mis-selling claims
    • How financial services firms can protect against the risk of claims
    • The first priorities when faced with investment mis-selling claims
    • The role of the FCA and other regulatory bodies

    This session will be of interest to financial services firms, their senior management, and those working in legal, compliance and risk functions.

    This seminar is part of a series designed to keep you up to date on the current financial and regulatory issues that different industries are facing and how to navigate them.