Investment Adviser Annual Reminders and SEC Examination Priorities in 2017

    View Authors January 2017

    As 2017 gets underway, it is a good time for investment advisers to review their compliance “to do” lists. With that in mind, we are providing our annual update to remind investment advisers to private investment funds about certain annual compliance obligations and to highlight certain priorities of the SEC’s Office of Compliance Inspections and Examinations (OCIE), which are likely to have an impact on advisers to private funds.