Investment Adviser Annual Reminders and SEC Examination Priorities in 2018

    View Authors February 2018

    As 2018 gets underway, it is a good time for investment advisers to review their compliance “to do” lists. With that in mind, we are providing our annual update to remind investment advisers to private investment funds about certain annual compliance obligations and to highlight certain priorities of the SEC’s Office of Compliance Inspections and Examinations (OCIE), which are likely to have an impact on advisers to private funds.