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Financial Services & Tax Policy

Our financial services lawyers and policy professionals combine strong public policy experience with exceptional technical proficiency to advise clients in the financial services sector on the most important regulatory and policy issues facing them today. Our team works closely with commercial and investment banks, insurance companies, broker-dealers, trading platforms, trade repositories, critical financial market infrastructure and other participants in capital markets.

We can share our extensive experience in matters relating to the regulation of financial products, including over-the-counter derivatives, such as interest rate swaps, credit derivatives and equity derivatives and a broad range of insurance products.

Why Choose Us

  • We have significant experience related to derivatives regulation, including the implementation of new CFTC rules.
  • Our many professionals bring direct experience, having been thought leaders in federal agencies and the private sector, such as the former CFTC Commissioner, CFTC Division Directors, Capitol Hill senior counsel and financial trade association leadership.
  • We have successfully guided clients through legislative and regulatory policy debates, compliance efforts, novel enforcement cases and court challenges to regulatory agencies’ administrative procedures.
  • Our industry knowledge of and relationships with legislators and regulators uniquely position us to promote policies consistent with our clients’ business models and to oppose policies that are inconsistent with client interests.

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