Practicing Law Institute's (PLI) 47th Annual Institute on Securities Regulation - Cincinnati

28 - 30 October 2015
Squire Patton Boggs
221 E. Fourth St., Suite 2900
Cincinnati, OH 45202

We are pleased to invite you to be our guest at a live webcast of the Practicing Law Institute's (PLI) 47th Annual Institute on Securities Regulation taking place October 28-30. The Institute will provide important guidance on the current state of securities regulation and corporate law and practice. Topics to be discussed include:

Wednesday, October 28

  • How’s Life in the Capital Markets (How Strong is the Pulse)? 
  • What to Do in a Crisis: Cybersecurity, Investigations, Whistleblowers, What Else? 
  • Activism in 2016: Understanding the Dynamics of the Changing Landscape and Changing Roles 
  • Ethical Dilemmas in the Deal World

Thursday, October 29

  • Reality or Ghost Story? Do International Issues Matter Again in the US Markets? 
  • Fund Facts for Corporate Lawyers -- What You Need to Know About the ‘40 Act 
  • What’s Happening in Delaware? And Why You Need to Know 
  • Interview and Q&A with the Staff of the Division of Corporation Finance 
  • M&A Today: Do the Laws of Attraction Still Apply? 
  • Still a Fulcrum of Investor Protection - Accounting Issues Facing Companies and Audit Committees

Friday, October 30

  • Government Enforcement Priorities: What’s on the Agenda Now, and in 2016? 
  • The Defense Perspective: Strategies and Practical Considerations from the Source 
  • Hot Topics in Private Securities Litigation: Lessons Learned and Practice Tips From Recent Cases 
  • Disclosure Quandaries: Conflict Minerals, Clawbacks and More 
  • Ethics Perspectives From Former SEC General Counsels

We welcome your attendance at any or all of the three days.

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