Event | Cleveland

    Practising Law Institutes 50th Annual Institute on Securities Regulation - Cleveland

    Region: Americas
    7-9 November 2018
    Squire Patton Boggs
    4900 Key Tower
    127 Public Square
    Cleveland, OH 44114
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    We are pleased to invite you to join us as we present a live webcast of Practising Law Institute’s (PLI) 50th Annual Institute on Securities Regulation, taking place November 7-9. The Institute will deliver practical information, insights and real-world strategies and solutions to challenges facing you today. Topics to be discussed include:

    Wednesday, November 7

    • Developments in the Capital Markets
    • Financing Issues Facing Late-Stage Private Companies and Smaller Reporting Companies
    • Accounting and Auditing Developments
    • All Things Crypto: The Evolving Landscape
    • Ethical Issues in Transactional Settings

    Thursday, November 8

    • Fireside Chat with the Institute Founders
    • Disclosure Challenges for Public Companies
    • Corporate Activism and Engagement: The New Normal
    • Proxy Season Never Ends: Executive Compensation and Shareholder Engagement
    • Corp Fin Hot Topics: What’s on the Agenda for the Division of Corporation Finance?
    • Delaware Developments: The Latest from the First State
    • M&A Roundup: Today’s Deal Landscape

    Friday, November 9

    • Up Close with the SEC’s Division of Enforcement
    • Government Enforcement Priorities: No Change, Sea Change, or Somewhere in the Middle?
    • Rebuttal: The Defense Perspective
    • Private Securities Litigation: The Latest
    • Crisis Management: Keeping Calm and Coming Out the Other Side
    • Playing by the Rules: Ethics in the Investigations and Litigation Context

    We welcome your attendance at any or all of the three days.

    Credit

    CLE is pending for 16.25 hours. Professional Conduct Ethics: 2.00 General: 14.25.

    PLI is registered with the National Association of State Boards of Accountancy (NASBA), as a sponsor of continuing professional education on the National Registry of CPE Sponsors.

    If you have any questions regarding this event, please contact Robin Hallagan +1 216 479 8115.

    Related Professionals

    Julia M. Tosi Cleveland | Miami

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