SEC Approves Amendments to Rule 15c2-12

    View Authors August 2018

    On August 20, 2018, the Securities and Exchange Commission (SEC) announced approval of amendments to Rule 15c2-12 (the Rule) that will increase to 17 the number of events that must be included in continuing disclosure agreements as required to be disclosed within 10 business days of occurrence. The SEC, acting without a public meeting on August 15, 2018, adopted the amendments largely as proposed in 2017, but with a slightly narrower scope. A copy of the SEC Release No. 34-83885 is available at: https://www.sec.gov/rules/final/2018/34-83885.pdf