Rushil Puri is an associate in our Financial Services Practice Group. He advises on a wide variety of regulatory matters impacting clients within the financial services sector in the UK and the EU.
Advising global financial institutions on whether proposed activities fall within the UK regulatory perimeter and preparing the necessary authorisations or permissions.
Advising an international bank on the application of the client asset sourcebook to its business activities in the UK and Europe.
Advising a development finance institution on internal policies designed to ensure compliance with the Senior Managers and Certification Regime (SM&CR), as well as financial crime and data protection regulations.
Advising a Middle Eastern financial regulatory authority on the corporate restructuring of a subsidiary.
Advising a family office on compliance requirements under anti-money laundering laws, regulations and preparing necessary disclosures.