Section 13(f)’s Disclosure Rules – A Trap for Family Offices?

Our Family Office cross-practice team is pleased to present the next installment in our Family Office Insight series. The attached article, “Section 13(f)’s Disclosure Rules – A Trap for Family Offices?” written by Daniel Berick (Cleveland), Fred Summer (Columbus) and Brenda Xu (Los Angeles) examines the interplay of Federal and state investment adviser regulation and the Exchange Act’s rules regarding the regulation of trading markets on family offices.

We are always looking for ways to help our clients and friends think and act strategically. We hope that you find this insight to be both informative and thought provoking.

Please contact your principal lawyer or lawyers listed in this publication for additional information, or for help on these matters, from our Family Office cross-practice team.